financial
NA
Location: London (100 Bishopsgate) | Hybrid: 4 days onsite Contract: 12 Months
The Role
Join our Client Asset Protection team within the Wealth Management COO office. We are a collaborative team of eight subject matter experts seeking a Senior Associate to oversee CASS compliance and regulatory reporting.
Key Responsibilities
CASS 8 Oversight: Manage mandate lists and perform extractions/validations.
Reporting: Produce key MI and support CMAR submissions via the FCA RegData portal.
Audit & Control: Manage CASS Resolution Pack (RP) attestations and assist with audit requests.
Advisory: Review regulatory policy statements and provide oversight for new business programs.
Representation: Deputise for the manager in committees and forums.
Requirements
Experience: Minimum 2 years of UK Client Assets (CASS) experience is essential.
Skills: Self-starter with a collaborative mindset.
Systems: Knowledge of Avaloq, RegData, or PwC Connect is a plus (training provided).
Nice-to-Have: Knowledge of FSCS/Depositor protection or data analytics.
Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003
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