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    • city of london, london
    • contract
    • £350 - £420 per day
    • randstad financial services
    Act as Compliance advisor on regulatory engagements across the EMEA region, advising on and preparing the bank's senior management for regulatory interactions. Liaising with the bank's internal teams as necessary to support business functions in preparing for regulatory interactions.Manage and facilitate responses to regulatory requests. Communicate with regulators as necessary in the course of managing regulatory requests. Work with regional Legal and Compliance colleagues to manage and strategically navigate regulatory interactions.Advising impacted business areas on changing regulatory expectations and the associated consequences. Maintain records of regulatory engagements, with associated preparation and delivery of management information, reports and presentations to department and business unit management, management company boards and regulatory bodies as required. Participate in global and/or regional Compliance initiatives to ensure global consistency, implement new requirements and ensure best practices. Supporting the head of the team and global counterparts in providing qualitative compliance advice to all business units subject to regulatory engagements with relevant issues escalated appropriately.Draft communications to summarise relevant regulatory publications. The ideal candidate will have compliance experience within a 'buy-side' asset manager, experience at a regulator, or consultancy experience associated with regulatory interactions. Excellent communication skills and a strong personality, combining energy, enthusiasm, resilience, tenacity, diplomacy and above all, sound judgement under pressure. Ability to articulate complex issues in a clear and concise manner. Strong presentation skills and effective in writing;High standard of accuracy and excellent attention to detail. High levels of intellectual rigour and curiosity also an advantage. Excellent organisational skills - ability to prioritise own workload and adhere to tight deadlines in a fast-paced and changing working environment. Strong analytical, problem solving and communication skills. Self-starter. Ability to drive forward work plans under minimal supervision.Ability to collaborate across teams/functions and also autonomously. Strong knowledge of the European regulatory environment. Education5+ years financial services experience with a focus on regulation.Educated to degree level, possibly with a professional qualification e.g., ACA, CFA, IMC. Strong working knowledge of FCA, CBI and CSSF Rules and other EMEA regulatory requirements. Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003
    Act as Compliance advisor on regulatory engagements across the EMEA region, advising on and preparing the bank's senior management for regulatory interactions. Liaising with the bank's internal teams as necessary to support business functions in preparing for regulatory interactions.Manage and facilitate responses to regulatory requests. Communicate with regulators as necessary in the course of managing regulatory requests. Work with regional Legal and Compliance colleagues to manage and strategically navigate regulatory interactions.Advising impacted business areas on changing regulatory expectations and the associated consequences. Maintain records of regulatory engagements, with associated preparation and delivery of management information, reports and presentations to department and business unit management, management company boards and regulatory bodies as required. Participate in global and/or regional Compliance initiatives to ensure global consistency, implement new requirements and ensure best practices. Supporting the head of the team and global counterparts in providing qualitative compliance advice to all business units subject to regulatory engagements with relevant issues escalated appropriately.Draft communications to summarise relevant regulatory publications. The ideal candidate will have compliance experience within a 'buy-side' asset manager, experience at a regulator, or consultancy experience associated with regulatory interactions. Excellent communication skills and a strong personality, combining energy, enthusiasm, resilience, tenacity, diplomacy and above all, sound judgement under pressure. Ability to articulate complex issues in a clear and concise manner. Strong presentation skills and effective in writing;High standard of accuracy and excellent attention to detail. High levels of intellectual rigour and curiosity also an advantage. Excellent organisational skills - ability to prioritise own workload and adhere to tight deadlines in a fast-paced and changing working environment. Strong analytical, problem solving and communication skills. Self-starter. Ability to drive forward work plans under minimal supervision.Ability to collaborate across teams/functions and also autonomously. Strong knowledge of the European regulatory environment. Education5+ years financial services experience with a focus on regulation.Educated to degree level, possibly with a professional qualification e.g., ACA, CFA, IMC. Strong working knowledge of FCA, CBI and CSSF Rules and other EMEA regulatory requirements. Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003

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