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    1 job found in wales

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        • cardiff, wales
        • permanent
        • £35,000 - £45,000 per year
        • full-time
        Are you a compliance manager with experience within mortgages who is now looking for a new role? I am working with a company in the Cardiff area with a great reputation and working environment which will suit you if you are ambitious, proactive and enjoy a vibrant environment. You will lead regulatory compliance for the business and be the main point of contact for all compliance matters, ensuring there is great communication and leadership throughout the company and you are a leader and great example of a compliance led culture.if you are successful you will benefit from the following; Quarterly Team & Social Events24 days Annual Leave plus ability to buy more through flex schemeFree parkingSalary up to £45,000Pension Contribution (plus salary sacrifice option)Private Medical Insurance Responsibilities of the role:Continuously reviewing and promoting legislative and regulatory requirements throughout the business alongside the head of complianceDesigning the monitoring programmes to ensure compliance with new and existing regulations and reviewing financial promotions and issuing guidance to the first line to ensure all promotions are compliant with regulatory requirements;Investigating complaints and ensuring the right outcome is achieved and ensuring TCF is embedded across the company What we are looking for:Knowledge of GDPR, MiFID II, FSMA, MCOB, ICOBS, DISP is essential, and it will be beneficial if you hold the CeMAP qualificationThree years plus experience within compliance with exposure to Mortgages through an IFA or brokerage Knowledge and understanding of the FCA Principles for BusinessSomeone who excels within a forward thinking, progressive and growing business If you are interested in this role and would like to apply, please submit your CV and I will be in touch shortlyRandstad Business Support acts as an employment business when supplying temporary staff and as an employment agency when introducing candidates for permanent employment with a client. Randstad Business Support is an equal opportunities employer and decisions are made on merits alone.
        Are you a compliance manager with experience within mortgages who is now looking for a new role? I am working with a company in the Cardiff area with a great reputation and working environment which will suit you if you are ambitious, proactive and enjoy a vibrant environment. You will lead regulatory compliance for the business and be the main point of contact for all compliance matters, ensuring there is great communication and leadership throughout the company and you are a leader and great example of a compliance led culture.if you are successful you will benefit from the following; Quarterly Team & Social Events24 days Annual Leave plus ability to buy more through flex schemeFree parkingSalary up to £45,000Pension Contribution (plus salary sacrifice option)Private Medical Insurance Responsibilities of the role:Continuously reviewing and promoting legislative and regulatory requirements throughout the business alongside the head of complianceDesigning the monitoring programmes to ensure compliance with new and existing regulations and reviewing financial promotions and issuing guidance to the first line to ensure all promotions are compliant with regulatory requirements;Investigating complaints and ensuring the right outcome is achieved and ensuring TCF is embedded across the company What we are looking for:Knowledge of GDPR, MiFID II, FSMA, MCOB, ICOBS, DISP is essential, and it will be beneficial if you hold the CeMAP qualificationThree years plus experience within compliance with exposure to Mortgages through an IFA or brokerage Knowledge and understanding of the FCA Principles for BusinessSomeone who excels within a forward thinking, progressive and growing business If you are interested in this role and would like to apply, please submit your CV and I will be in touch shortlyRandstad Business Support acts as an employment business when supplying temporary staff and as an employment agency when introducing candidates for permanent employment with a client. Randstad Business Support is an equal opportunities employer and decisions are made on merits alone.

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