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    • city of london, london
    • contract
    • competitive
    • randstad financial services
    Liaising with portfolio managers and other investment staff including dealers in relation to the regulatory framework including advising on UCITS and AIFMD requirements, including eligability, limits and concentration, conduct of business requirement and the application of compliance policiesProviding advisory support in relation to the coding framework for our EMEA domiciled fund rangesWorking on business projects providing timely advice on compliance matters. This includes support for new product initiatives including fund launches reviewing offering documentation, preparation of fund manager guidelines and approval of marketing collateral Overseeing and liaising with third-party service providers, including depositories, trustees, administrators and fund accountantsManaging relationships with trustees /depositories and auditors, responding in partnership with other teams to trustee information or audit requests.Coordinating compliance, regulator-driven or business-driven projects that involve cross line of business collaboration, including for example, regulatory change developmentsReviewing regulatory developments in areas of responsibility and involvement as the compliance stakeholderParticipation in key business-driven projects and initiatives providing timely advice on compliance mattersImplementation of regulatory change regarding fund regulation (such as AIFMD and UCITS)Reporting and communication on compliance matters to senior management, corporate and / or full boards and internal business stakeholdersWorking with ex-EMEA ex-UK based Compliance Officers to provide proactive qualitative compliance advice for all the EMEA domiciled fund rangesProvide compliance advice, representation and guidance to various committee and business areasRandstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003
    Liaising with portfolio managers and other investment staff including dealers in relation to the regulatory framework including advising on UCITS and AIFMD requirements, including eligability, limits and concentration, conduct of business requirement and the application of compliance policiesProviding advisory support in relation to the coding framework for our EMEA domiciled fund rangesWorking on business projects providing timely advice on compliance matters. This includes support for new product initiatives including fund launches reviewing offering documentation, preparation of fund manager guidelines and approval of marketing collateral Overseeing and liaising with third-party service providers, including depositories, trustees, administrators and fund accountantsManaging relationships with trustees /depositories and auditors, responding in partnership with other teams to trustee information or audit requests.Coordinating compliance, regulator-driven or business-driven projects that involve cross line of business collaboration, including for example, regulatory change developmentsReviewing regulatory developments in areas of responsibility and involvement as the compliance stakeholderParticipation in key business-driven projects and initiatives providing timely advice on compliance mattersImplementation of regulatory change regarding fund regulation (such as AIFMD and UCITS)Reporting and communication on compliance matters to senior management, corporate and / or full boards and internal business stakeholdersWorking with ex-EMEA ex-UK based Compliance Officers to provide proactive qualitative compliance advice for all the EMEA domiciled fund rangesProvide compliance advice, representation and guidance to various committee and business areasRandstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003

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