- Core ResponsibilitiesRegulatory Perimeter & Permissions: Conduct jurisdiction-by-jurisdiction analysis to determine necessary licensing (e.g., UK PSR, EEA PSD, MiFID II). Evaluate safeguarding, operational resilience, and outsourcing requirements.Regulatory Engagement: Lead the preparation of Variations of Permission (VoP) and notifications for the FCA and National Competent Authorities (NCAs). Prepare materials for Board, ExCo, and SMF approvals.Control FCore ResponsibilitiesRegulatory Perimeter & Permissions: Conduct jurisdiction-by-jurisdiction analysis to determine necessary licensing (e.g., UK PSR, EEA PSD, MiFID II). Evaluate safeguarding, operational resilience, and outsourcing requirements.Regulatory Engagement: Lead the preparation of Variations of Permission (VoP) and notifications for the FCA and National Competent Authorities (NCAs). Prepare materials for Board, ExCo, and SMF approvals.Control F
- Job PurposeAs a key member of a global team, you will be responsible for developing, enhancing, and maintaining the framework and methodologies for surveillance calibration, validation, and optimization. You will execute these framework elements to ensure robust analytics and reporting across the organization. Primary ResponsibilitiesCalibration & Optimization (70%): Execute standards for surveillance scenario calibration and re-calibration using statisticJob PurposeAs a key member of a global team, you will be responsible for developing, enhancing, and maintaining the framework and methodologies for surveillance calibration, validation, and optimization. You will execute these framework elements to ensure robust analytics and reporting across the organization. Primary ResponsibilitiesCalibration & Optimization (70%): Execute standards for surveillance scenario calibration and re-calibration using statistic
- Key ResponsibilitiesHigh-Risk Analysis: Conduct comprehensive profile analyses of high-risk clients to identify key indicators for mitigating Anti-Money Laundering (AML), financial, regulatory, reputational, and legal risks.Risk Rating & Documentation: Propose appropriate client risk ratings and maintain meticulous records of all findings and decisions.Stakeholder Collaboration: Partner with internal stakeholders to ensure assessments are escalated approprKey ResponsibilitiesHigh-Risk Analysis: Conduct comprehensive profile analyses of high-risk clients to identify key indicators for mitigating Anti-Money Laundering (AML), financial, regulatory, reputational, and legal risks.Risk Rating & Documentation: Propose appropriate client risk ratings and maintain meticulous records of all findings and decisions.Stakeholder Collaboration: Partner with internal stakeholders to ensure assessments are escalated appropr
